I certify that checking the box below is equivalent to my written signature. Furthermore, I certify that:
- I agree to the terms and provisions of the Fee Addendum, the ACH Payments Addendum, and the Electronic Consent Agreement which are addendums to my previously accepted Aspiration Client Agreement.
- I understand that I have the option to pay an Advisory Fee in the amount that I believe is fair; and I may increase or decrease the Advisory Fee rate at any time (including to 0.00%). If I do so, the adjusted Advisory Fee Rate (if any) in effect at 12:00 PM ET on the last business day of the quarter is effective retroactively from the first business day of the quarter and is used to calculate the Advisory Fee for the quarter.
- I have received and read the current Aspiration {{ product.name }} Prospectus (the “Fund Company”). I certify that I have the authority and legal capacity to make this purchase in this account, and that I am of legal age in my state of residence.
- I authorize the Fund Company and its agents to act upon instructions (by phone, in writing or other means) believed to be genuine and in accordance with procedures described in the prospectus for this account or any account into which transfers are made. I authorize the registered representative assigned to my account to have access to my account and to act on my behalf with respect to my account. I agree that neither the Fund Company nor any of its agents will be liable for any loss, cost or expense for acting on such instructions.
- The Fund Company can redeem shares from my account(s) to reimburse for any loss due to non-payment or other indebtedness.
- I understand that my property may be transferred to the appropriate state if no activity occurs in the account within the time period specified by law. This process is governed by the escheatment laws of your state.
Under penalty of perjury, I certify that:
- I am the owner of the account used to invest in the Aspiration {{ product.name }}
- I am a U.S. person (including a U.S. resident alien) as defined on IRS Form W-9.
- The Social Security Number or Taxpayer Identification Number shown on this application is correct.
- I am not subject to backup withholding.
- I certify that if am employed by or affiliated with a broker dealer I will provide Aspiration with my position, employer’s name and address by emailing support@aspiration.com, and I am not a 10% shareholder, director or policy maker of a publicly traded company.
The Internal Revenue Service does not require your consent to any provision of this document other than the certifications required to avoid backup withholding.
Fund Shares are not deposits or obligations of, or guaranteed or endorsed by, any financial institution and are not federally insured by the Federal Deposit Insurance Corporation, the Federal Reserve Board or any other agency.
IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify and record information that identifies each person who opens an account. What this means for you: When you open an account, we will ask for your name, address, date of birth, and other information that will allow us to identify you. We may also ask to see your driver’s license or other identifying documents. Please remember that any documents or information we gather in the verification process will be maintained in a confidential manner.
I certify that checking the box below is equivalent to my written signature. Furthermore, I certify that:
- I agree to the terms and provisions of the Aspiration Client Agreement, which includes the Electronic Consent Agreement, the Fee Addendum, and the ACH Payments Addendum.
- I understand that I have the option to pay an Advisory Fee in the amount that I believe is fair; and I may increase or decrease the Advisory Fee rate at any time (including to 0.00%). If I do so, the adjusted Advisory Fee Rate (if any) in effect at 12:00 PM ET on the last business day of the quarter is effective retroactively from the first business day of the quarter and is used to calculate the Advisory Fee for the quarter.
- I agree to Aspiration’s Privacy Policy, and Terms of Use
- I have received Aspiration Fund Adviser’s ADV
- I have received and read the current Aspiration {{ product.name }} Prospectus (the “Fund Company”). I certify that I have the authority and legal capacity to make this purchase in this account, and that I am of legal age in my state of residence.
- I authorize the Fund Company and its agents to act upon instructions (by phone, in writing or other means) believed to be genuine and in accordance with procedures described in the prospectus for this account or any account into which transfers are made. I authorize the registered representative assigned to my account to have access to my account and to act on my behalf with respect to my account. I agree that neither the Fund Company nor any of its agents will be liable for any loss, cost or expense for acting on such instructions.
- The Fund Company can redeem shares from my account(s) to reimburse for any loss due to non-payment or other indebtedness.
- I understand that my property may be transferred to the appropriate state if no activity occurs in the account within the time period specified by law. This process is governed by the escheatment laws of your state.
Under penalty of perjury, I certify that:
- I am the owner of the account used to invest in the Aspiration {{ product.name }}
- I am a U.S. person (including a U.S. resident alien) as defined on IRS Form W-9.
- The Social Security Number or Taxpayer Identification Number shown on this application is correct.
- I am not subject to backup withholding.
- I certify that if am employed by or affiliated with a broker dealer I will provide Aspiration with my position, employer’s name and address by emailing support@aspiration.com, and I am not a 10% shareholder, director or policy maker of a publicly traded company.
The Internal Revenue Service does not require your consent to any provision of this document other than the certifications required to avoid backup withholding.
Fund Shares are not deposits or obligations of, or guaranteed or endorsed by, any financial institution and are not federally insured by the Federal Deposit Insurance Corporation, the Federal Reserve Board or any other agency.
IMPORTANT INFORMATION ABOUT PROCEDURES FOR OPENING A NEW ACCOUNT
To help the government fight the funding of terrorism and money laundering activities, Federal law requires all financial institutions to obtain, verify and record information that identifies each person who opens an account. What this means for you: When you open an account, we will ask for your name, address, date of birth, and other information that will allow us to identify you. We may also ask to see your driver’s license or other identifying documents. Please remember that any documents or information we gather in the verification process will be maintained in a confidential manner.